Elements and Definition of Criminal Attempt
Criminal attempt requires two essential elements proven beyond a reasonable doubt. First, the defendant must have specific intent to commit the underlying offense. Second, they must take a substantial step toward committing that offense.
Why Specific Intent Matters
Unlike some crimes requiring only general or reckless intent, attempt always requires specific intent. This means the defendant acted with conscious objective to commit the target crime. This requirement protects people from unintended consequences of their actions.
The Model Penal Code Section 5.01 defines attempt as acting with required culpability and engaging in conduct that constitutes a substantial step. Different jurisdictions use slightly different formulations, but all require both intent and a substantial step.
The Substantial Step Challenge
Courts struggle with what constitutes a substantial step. Conduct that is too preparatory won't constitute attempt. But conduct that advances far enough toward completion will satisfy this element. Courts have developed several tests over time to address this ambiguity.
Key Tests Courts Use
- Proximity test: Examines how close the defendant came to completing the crime in time and space
- Probable desistance test: Asks whether the defendant would have stopped if given opportunity
- Res ipsa loquitur test: Suggests conduct inherently manifesting criminal purpose constitutes attempt
The Substantial Step Requirement and Tests
The substantial step requirement is the most litigated aspect of attempt law. It requires courts to distinguish punishable attempts from mere preparation. The Model Penal Code uses a conduct-oriented approach, defining substantial step as conduct strongly corroborative of the firmness of criminal intent.
The Proximity Test Approach
Many jurisdictions use the traditional proximity test. Courts examine whether the defendant's conduct was close enough in time and space to the completed offense. This demonstrates firm commitment to the crime.
If someone points a loaded gun at another person with intent to kill, this typically satisfies the proximity test. Pulling the trigger is the next immediate step. However, merely purchasing a weapon or surveilling a location typically fails this test because substantial preparation remains.
The Probable Desistance Test
The probable desistance test asks if the defendant would have stopped if given opportunity. Courts examine all circumstances to determine whether the defendant reached a point where they wouldn't voluntarily stop. This test focuses on the defendant's resolve rather than proximity to completion.
The Res Ipsa Loquitur Test
The res ipsa loquitur test means the act speaks for itself. Conduct inherently manifesting criminal purpose constitutes a substantial step. Different states adopt different tests, making jurisdiction-specific research critical.
Study fact patterns under each test to understand how courts apply these standards differently. The same conduct may produce varying conclusions based on which test applies.
Preparation Versus Attempt: The Critical Distinction
One of the most challenging aspects is distinguishing preparatory acts from substantial steps. Preparation involves actions facilitating the crime but not yet at execution point. Preparation examples include researching how to commit a crime, acquiring tools, surveilling locations, or planning with co-conspirators.
These activities standing alone typically cannot support attempt charges. Preparatory acts may be prosecuted as conspiracy if multiple people are involved, or as other inchoate crimes. But they are usually insufficient for attempt.
Gray Area Conduct
Some conduct sits in a gray area between preparation and attempt. This requires nuanced legal analysis. If a person drives to a store with a gun intending to rob it, this is clearly preparatory. But if that person enters the store, points the gun at the clerk, and demands money while the gun jams, courts would likely find an attempt occurred.
The defendant moved beyond preparation into actual commission of the crime.
What Courts Consider
Courts examine temporal proximity between conduct and the completed crime. They evaluate the nature of acts performed and whether the defendant took all steps they considered necessary. They also assess whether the defendant abandoned any preparation.
Jurisdiction Differences
Some jurisdictions hold that any act done with intent to commit the crime and in furtherance of that intent can constitute a substantial step. Others maintain stricter requirements. Understanding this distinction requires careful analysis of jurisdiction-specific case law and fact patterns.
Impossibility Defenses and Special Circumstances
Criminal attempt law recognizes various impossibility defenses that can negate liability even when a defendant takes substantial steps.
Factual Impossibility
Factual impossibility occurs when the defendant's plan cannot succeed due to factual mistakes. If someone attempts to steal from an empty pocket, or attempts to receive stolen property that is not actually stolen, most jurisdictions do not recognize this as a defense.
The defendant's criminal intent and substantial steps are sufficient for liability. The law discourages conduct aimed at committing crimes regardless of success chances.
Legal Impossibility
Legal impossibility occurs when the defendant's conduct would not constitute a crime even if completed exactly as intended. If a defendant takes substantial steps to violate a law that doesn't actually exist, legal impossibility provides a defense.
No underlying crime exists to attempt. Courts are cautious about recognizing legal impossibility defenses because they could allow defendants who intended to commit crimes to escape liability. The Model Penal Code and many jurisdictions limit legal impossibility defenses significantly.
Abandonment Defenses
Abandonment occurs when a defendant voluntarily renounces the criminal purpose and refrains from committing the offense. Some jurisdictions recognize abandonment as a complete defense to attempt if the renunciation was voluntary and not motivated by fear or difficulty.
The timing of abandonment matters considerably. Renunciation after the substantial step requirement has been satisfied may not eliminate attempt liability in many jurisdictions.
Capacity Requirements
Attempt liability depends on whether the defendant could have committed the underlying offense. A person cannot attempt to receive a bribe if legally incapable of committing that particular offense due to their status or position.
Practical Application and Common Fact Patterns
Criminal attempt analysis requires applying abstract legal principles to specific fact patterns. Practice with realistic scenarios is essential for mastery.
Burglary Attempt Example
Consider a burglary attempt: if someone breaks into a home with intent to steal, they have likely satisfied the substantial step requirement under most tests. This holds true even if disturbed before taking property. The breaking and entering itself, combined with intent, usually constitutes attempt.
However, if someone merely purchases burglar tools or drives past a home intending to burglarize it, courts typically find this insufficient preparation without more.
Violent Crime Attempts
For violent crime attempts like assault or homicide, courts examine whether the defendant engaged in direct perpetration of the crime. Swinging a knife at someone with intent to kill likely constitutes attempted murder. But planning an attack or acquiring a weapon does not.
Property Crime Attempts
With theft or property crimes, courts examine whether the defendant moved beyond the taking stage into asportation. They evaluate whether they engaged in conduct directly toward taking property. Sexual assault attempts typically require that the defendant engaged in direct perpetration, not merely preparation.
Drug Crime Challenges
Drug crimes present unique attempt issues. Courts must distinguish between distribution preparation and attempt. Courts generally hold that mere possession with intent to distribute cannot constitute attempt to distribute. Distribution requires an actual transfer.
Building Pattern Recognition
Study dozens of fact patterns to develop intuition about how courts analyze these situations. Real appellate cases provide the best learning material because they show how courts weigh factors and explain reasoning. Create flashcards with specific fact patterns on one side and correct legal analysis on the other. This builds the pattern recognition skills necessary for exam success and practical legal analysis.
